Form 13F

EDGAR Filing Agent Service 

If we can save you time, we will save you money!

Tired of dealing with EDGAR instructions
and EDGARLink software? 

ACN has the solution!

ACN is a registered "filing agent" with the SEC's EDGAR system.  E-mail your holdings file to ACN and we will submit your report to EDGAR and help you meet your SEC requirements.

ACN will filter your holdings list against the Official List of 13F Securities; combine all like securities as a single entry, remove those items that fall below the minimum requirements and more.

Advent Axys^TM , SunGard^TM and other spreadsheet formats acceptable.
 

   6 Easy Steps

1. E-mail or call ACN to express your interest (Scroll down for Order Instructions).

2. ACN e-mails you spreadsheet template and instructions.

3. Manager e-mails ACN their 13F holdings file.

4. ACN compiles 13F Report and e-mails you a copy for approval.

5. Upon approval, ACN submits report to EDGAR.

6. SEC e-mails you Acceptance Notice.

                   The Details

The standard charge for filing the 13F Report is $75 per Holdings Report (13F-HR) and/or $50 per Notice Filing (13F-NT) and a one-time setup charge of $25.  If you have only one 13(f) filing number the charge is $75 per quarter.

If the holdings report that you send ACN requires editing on our part in order to conform with EDGAR requirements an additional charge will be added.  The charge may vary from $25 to $300 depending upon the extent of the editing and the size of your holdings file.  We will work with you in this case and let you know what needs to be done so that you can avoid such charges if you so choose. 

ACN will accept the Advent Axys report (13ftable.txt) or the SunGard Systems report (*.atd) files as they

exist. Send us a copy of your holdings list as an e-mail attachment and we will give you an estimate of what if any the charges will be. We will provide you with a sample spreadsheet template to create your own file.

ACN converts your holdings file with the use of its proprietary software (ACN/Form 13F) into a file formatted according to EDGAR specifications.  The report is then transmitted to EDGAR via the internet with EDGARLink software.  

Form 13(f) is a required SEC filing for institutional investment managers (investment advisers, broker-dealers, banks, insurance companies and large internally managed endowments, foundations and pension funds) with generally over $100 million in discretionary equity assets under management.

Pricing

       "Registrant" is the SEC 13F Filing Number(s) (028-xxxxx) used in submitting data to EDGAR.